Wolverine Execution Services, LLC
Business Continuity Plan Overview

Wolverine Execution Services, LLC (“WEX” or the “Firm”) Business Continuity Plan (the “plan”) has been developed to provide reasonable assurance that WEX, in the event that there are disruptions of normal business operations, can maintain business continuity. The plan has been developed to anticipate various types of potential disruptions to ensure that the Firm can react appropriately and timely should a business disruption occur. That said however, no contingency plan provides absolute assurance that an interruption will not occur or that as a result of a disruptive event, a disruption of normal operations will ensue. WEX may periodically update the plan in an effort to maintain as comprehensive a plan as possible.

WEX provides agency execution services only. As such, the Firm’s plan focuses on identifying potential risks that may inhibit the Firm’s ability to provide execution services and implements the processes that are to be followed in order to reestablish business operations. The plan details actions and alternatives for the Firm’s systems, networking, applications, market data feeds, vital records, regulatory reports, relocation sites and employee tasks.

This document is an overview of the WEX Business Continuity Plan. If you have additional questions please contact your WEX representative. Please be advised that WEX will not answer any questions about the plan that could compromise Firm security.

Should there be a serious business disruption, WEX customers are encouraged to log onto the WEX web site (www.tradewex.com) for further information.