WEX Privacy Policy

 

In order to provide brokerage services and maintain compliance with securities regulations, Wolverine Execution Services LLC (“WEX”) collects certain personal, non-public information from you, which is obtained from the following sources:

 

Information WEX receives from you on applications or other forms; and

 

Information about your transactions with others or us.

 

WEX uses the personal, non-public information that we collect to service your account, which includes qualifying you for trading various products and using the services available through the WEX system. The information may also be necessary to execute and confirm your WEX transactions. In doing so we may share such information with our employees, agents, and affiliates. WEX restricts access of your personal, non-public information to those employees who need to know that information to provide products and/or services to you.

 

WEX maintains physical, electronic, and procedural safeguards to guard your personal, non-public information. For example:

 

WEX does not sell or license information about WEX customers to third parties, nor do we sell our customer e-mail addresses to third party marketers.

 

We maintain strict employment policies that prohibit employees who have access to personal, non-public information from using or disclosing such information except for business purposes.

 

Only authorized WEX personnel via valid user names and passwords can access the WEX system. In addition, WEX Internet-based systems include multiple security measures.

 

WEX does not disclose personal, non-public information to any parties that are not affiliated with WEX, except as provided by law. WEX will only disclose or report such information where necessary to authorize, effect, administer, or enforce transactions that you request or authorize in order to: maintain and administer your account; provide you with account confirmations, statements and records; maintain appropriate archive records; where we believe that disclosure is required by applicable law, rules or regulations, to cooperate with law enforcement or regulatory or self-regulatory organizations; enforce our customer and other agreements; meet our obligations, or to protect our rights and property.

 

If you decide to close your account(s) or become an inactive customer, we will adhere to the Privacy Policy and practices as described in this notice.